#Financial regulatory compliance

Articles tagged with "Financial regulatory compliance"

2 Articles

Business Regulations

CNMV fines Sapiens Markets €600,000 for very serious violations: key insights for ISPs

The CNMV sanctions Sapiens Markets EU with €600,000 and its three board members with up to €160,000 each for very seriou...

Oct 19, 2026 6 min

European Regulations

Better execution of orders MiFID II 2026: what brokers and asset managers must change

Delegated Regulation (EU) 2026/825 requires brokers, asset managers and investment banks to review their best execution ...

Jul 23, 2026 6 min

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