New European regulation on how investment firms must execute client orders
23 Jul 202647 views
Who is affected:
Investment services firms, brokers, fund managers and financial entities
Summary
The EU updates the rules that investment firms must follow to execute buy and sell orders for their clients in the most advantageous way possible. Two previous 2017 regulations are repealed.
Detailed analysis
PRO
This Delegated Regulation complements MiFID II Directive (2014/65/UE) by establishing technical regulatory standards on the criteria that investment services firms must apply when designing and evaluating their best execution order policies. Firms must review and update their internal execution policies to adapt to the…
PRO exclusive content
Implicaciones prácticas, plazos y recomendaciones específicas para tu sector.
OJ:L_202600825: Reglamento Delegado (UE) 2026/825 de la Comisión, de 14 de abril de 2026, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo que respecta a las normas técnicas de regulación que especifican los criterios que deben tenerse en cuenta al establecer y evaluar la eficacia de las políticas de ejecución de órdenes de las empresas de servicios de inversión, y por el que se derogan los Reglamentos Delegados (UE) 2017/575 y (UE) 2017/576 de la Comisión
Publication in the Official Journal of the European Union of a community legal provision. The specific content requires direct consultation of the official text...
To be determined according to the content of the official text
The EU sets how the European Banking Authority will calculate and charge fees for validating proforma compensation models for derivatives. It affects financial ...
Financial entities and counterparties subject to EMIR that use proforma models for OTC derivatives
The EU incorporates UN Regulation No. 100 which establishes uniform technical requirements for homologating vehicles with electric motors. It affects manufactur...
Manufacturers, importers and homologators of electric and plug-in hybrid vehicles
The EU corrects a drafting error in the Euro 5 and Euro 6 emissions type-approval regulation. The change affects a sentence on durability testing of pollution c...
Light-duty vehicle manufacturers and EU type-approval authorities