European Regulations DOUE Importance: 5/10

New European regulation on code of conduct for financial analysis reports paid by listed companies

04 Sep 2026 58 views
Who is affected:
Listed companies, financial analysis firms, investment entities and report distributors

Summary

The EU establishes conduct rules for financial analyses commissioned and paid by the issuing companies themselves. It seeks to ensure transparency and independence of these reports to protect investors.

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This Delegated Regulation complements MiFID II Directive (2014/65/UE) by establishing technical regulatory standards for a European code of conduct applicable to financial research sponsored by the issuer itself. Companies that commission analyses on their own securities must comply with specific requirements regarding…

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Full official title

CELEX:32026R1092: Reglamento Delegado (UE) 2026/1092 de la Comisión, de 21 de mayo de 2026, por el que se completa la Directiva 2014/65/UE del Parlamento Europeo y del Consejo en lo relativo a las normas técnicas de regulación para el establecimiento de un código de conducta de la UE para la investigación patrocinada por el emisor

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